BANKING REGULATION CONSULTING

Privacy & Security

Your privacy is fundamental to the trust you place in Banking Regulation Consulting.

We are committed to protecting your personal and financial information through rigorous security standards, responsible data practices, and complete transparency in how your information is collected, used, and safeguarded..

Online Privacy Statement

Banking Regulation Consulting
Last Updated: January 2026
Banking Regulation Consulting ("BRC," "we," "our," or "us") is committed to protecting the privacy, confidentiality, and security of the information entrusted to us by our clients, prospective clients, business partners, and visitors to our digital platforms.
This Online Privacy Statement explains how we collect, use, disclose, store, and safeguard personal information when you visit our website, communicate with us electronically, or use any digital services provided by Banking Regulation Consulting.
By accessing our website or using our services, you acknowledge and agree to the practices described in this Statement. .



Scope

This Privacy Statement applies to:

  • • Our corporate website
  • • Client portals
  • • Online account applications
  • • Secure communication channels
  • • Email communications
  • • Mobile-friendly services
  • • Digital consultations
  • • Electronic document exchange
  • • Any online interaction with Banking Regulation Consulting


Information We Collect

Depending on how you interact with us, we may collect information including:
Personal Information Such as:

  • • Full name
  • • Email address
  • • Telephone number
  • • Mailing address
  • • Date of birth
  • • Government-issued identification (where required)
  • • Tax residency information
  • • Financial information
  • • Employment information
  • • Investment objectives
  • • Risk profile
  • • Account details


Technical Information

When you browse our website, we may automatically collect:

  • • IP address
  • • Browser type
  • • Device identifiers
  • • Operating system
  • • Geographic region
  • • Pages visited
  • • Session duration
  • • Referral source
  • • Cookies and similar technologies


Communications

Information voluntarily provided through:

  • • Contact forms
  • • Client inquiries
  • • Video consultations
  • • Email correspondence
  • • Support requests
  • • Secure messaging


How We Use Your Information

We use your information to:

  • • Provide investment advisory and wealth management services
  • • Verify your identity
  • • Process requests and inquiries
  • • Maintain secure client accounts
  • • Comply with applicable laws and regulatory requirements
  • • Improve our products and digital services
  • • Prevent fraud and unauthorized activity
  • • Manage cybersecurity risks
  • • Deliver personalized financial insights
  • • Communicate important account information
  • • Provide client support

Where permitted by law, we may also use your information to inform you about relevant financial products, educational resources, market insights, or services that may be of interest.



Information Sharing

Banking Regulation Consulting does not sell your personal information. We may share information only when necessary with:

  • • Authorized service providers
  • • Financial institutions
  • • Custodians
  • • Regulatory authorities
  • • Government agencies when legally required
  • • Professional advisers
  • • Technology providers supporting our digital infrastructure

All third parties are required to maintain appropriate confidentiality and security standards.



Information Security

Protecting client information is one of our highest priorities. We employ industry-leading administrative, technical, and physical safeguards, including:

  • • Advanced data encryption
  • • Multi-factor authentication
  • • Secure cloud infrastructure
  • • Continuous fraud monitoring
  • • Access controls
  • • Network security monitoring
  • • Secure client authentication
  • • Regular cybersecurity assessments

Despite our efforts, no electronic transmission or storage system can be guaranteed to be completely secure.



Cookies & Digital Technologies

Our website uses cookies and similar technologies to:

  • • Improve website functionality
  • • Remember user preferences
  • • Measure website performance
  • • Enhance security
  • • Analyze website usage
  • • Personalize user experience

You may manage cookie preferences through your browser settings.



Third-Party Services

Our website may contain links to third-party websites or services.

Banking Regulation Consulting is not responsible for the privacy practices or content of external websites.

We encourage users to review the privacy policies of any third-party services they access.



Data Retention

We retain personal information only for as long as necessary to:

  • • Provide requested services
  • • Meet contractual obligations
  • • Comply with regulatory requirements
  • • Resolve disputes
  • • Protect legal rights

Retention periods vary depending on applicable laws and the nature of the client relationship.



Your Privacy Rights

Depending on your jurisdiction, you may have the right to:

  • • Access your personal information
  • • Request corrections
  • • Request deletion where legally permitted
  • • Restrict certain processing activities
  • • Withdraw marketing consent
  • • Receive copies of your information
  • • Submit privacy-related inquiries

Requests may be submitted using the contact information provided below.



Children's Privacy

Our services are intended exclusively for adults.

We do not knowingly collect personal information from individuals under the age of 18.



International Data Transfers

Where necessary, personal information may be processed or stored in jurisdictions outside your country of residence.

Whenever international transfers occur, we implement appropriate safeguards consistent with applicable privacy regulations.



Changes to this Privacy Statement

Where necessary, We may update this Privacy Statement periodically to reflect legal, regulatory, or operational changes.

The revised version will be posted on this page together with the updated effective date.



Contact Us

For questions regarding this Privacy Statement or our data handling practices, please contact:

Banking Regulation Consulting
59 Wall Street
New York, NY 10005
United States
Email: privacy@bregulationconsultin.com