BANKING REGULATION CONSULTING
Banking Regulation Consulting
Terms & Conditions
Banking Regulation Consulting
Effective date: January 2024
Introduction
Welcome to Banking Regulation Consulting ("BRC," "we," "our," or "us"). These Terms & Conditions govern your access to and use of our website, digital platforms, client portal, and related online services. By accessing or using this Website, you acknowledge that you have read, understood, and agree to be legally bound by these Terms.
Intended Use
This Website is intended primarily for individuals and entities accessing it from within the United States. Information is provided for general informational purposes only and should not be interpreted as an offer or solicitation in any jurisdiction where such activity would be unlawful. Visitors outside the United States are responsible for compliance with local laws.
Regulatory Matters
The information and services provided on this Website may not be used in jurisdictions where their use would violate applicable laws or regulations or where Banking Regulation Consulting is not authorized to provide such services.
Permitted Use
You agree to use this Website only for lawful purposes. You may not copy, distribute, interfere with, reverse engineer, or attempt unauthorized access to any part of the Website.
Ownership & Intellectual Property
Banking Regulation Consulting, BRC, logos, graphics, reports, designs, trademarks, service marks and all Website content are the exclusive property of Banking Regulation Consulting or its licensors and are protected by intellectual property laws. Nothing grants a license to use our intellectual property without prior written permission.
Investment Information
Information contained on this Website is for informational purposes only and does not constitute investment, legal, tax or accounting advice, nor a recommendation to buy or sell securities. Past performance is not indicative of future results.
No Client Relationship
Use of this Website or electronic communications with BRC does not establish an advisory, fiduciary or contractual relationship. Such relationship begins only after execution of a written agreement.
Fees & Expenses
Investment advisory fees are separate from brokerage commissions, custody fees, transaction costs, mutual fund expenses, ETF expenses, private investment vehicle expenses and other third-party charges that may apply.
Business Continuity
BRC maintains a Business Continuity Plan. If a disruption affects our offices, operations may be transferred to an alternate location. If necessary, operational support may be coordinated with custodians or clearing firms. Updates will be provided through www.bregulationconsulting.com or +1 (929) 702-1558. Should extraordinary circumstances prevent BRC from continuing operations, reasonable efforts will be made to facilitate clients' prompt access to assets held by the appropriate financial institutions.
Electronic communications
Electronic communications involve inherent risks. Although BRC employs commercially reasonable safeguards, uninterrupted or completely secure communications cannot be guaranteed.
Confidentiality
Reasonable measures are taken to protect confidential information transmitted electronically. However, no Internet transmission or storage system is completely secure.
Third-Party Links
Links to third-party websites are provided solely for convenience. BRC does not endorse or assume responsibility for their content, products, services or privacy practices.
Disclaimer of Warranties
THIS WEBSITE IS PROVIDED 'AS IS' AND 'AS AVAILABLE' WITHOUT WARRANTIES OF ANY KIND, EXPRESS OR IMPLIED, INCLUDING WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, NON-INFRINGEMENT, SECURITY, AVAILABILITY OR ACCURACY.
Limitation of Liability
TO THE MAXIMUM EXTENT PERMITTED BY LAW, BRC SHALL NOT BE LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, SPECIAL, CONSEQUENTIAL OR PUNITIVE DAMAGES ARISING FROM THE USE OF THIS WEBSITE, INCLUDING CYBER INCIDENTS, VIRUSES, SERVICE INTERRUPTIONS OR RELIANCE ON WEBSITE CONTENT.
Proprietary Information
Documents, reports, analyses and materials prepared by BRC are intended solely for current and prospective clients and may not be redistributed, retransmitted or disclosed without prior written consent. Unauthorized use is prohibited.
Professional Designations
The Chartered Financial Analyst® and CFA® marks are owned by CFA Institute. CFP®, CERTIFIED FINANCIAL PLANNER™ and related certification marks are owned by Certified Financial Planner Board of Standards, Inc. and are used by authorized individuals.
Children's Privacy
This Website is intended for adults. We do not knowingly collect personal information from children under 13.
Changes to Terms
BRC may modify these Terms at any time. Continued use of the Website constitutes acceptance of the updated Terms.
Severability
If any provision of these Terms is found invalid or unenforceable, the remaining provisions shall remain in full force and effect.
Governing Law
These Terms are governed by the laws of the United States and the State of New York. Any disputes shall be subject to the exclusive jurisdiction of the state or federal courts located in New York County, New York.
Contact Information
Banking Regulation Consulting
59 Wall Street
New York, NY 10005
United States
www.bregulationconsulting.com
+1 (929) 702-1558
legal@bregulationconsultin.com